Launching Sovereign Insider

2/12/2009
We all have a massive year ahead of us.The watershed of tax legislation and regulatory changes will clearly reshape how our industry operates, and Sovereign is committed to providing you with the knowledge and skills you will need to successfully negotiate this major transition.

There’s a lot of buzz in the market around regulation, and a good deal of dubious commentary. The one thing you can be certain of is that you’re dealing with the right company, and you can have confidence that Sovereign is best placed to provide you with the right tools to lead you through this testing time, so you come out on top.

As a measure of Sovereign’s commitment, we have a dedicated team working solely on regulatory and tax issues and what they mean for you. Key to the success of this initiative is effective communication. With this in mind, we’re delighted to be launching Sovereign Insider, a new website designed to bring you all the latest news on the changes to come.

Regulation is a moving feast, but let us reassure you when we know, you’ll know.

The new age is about professionalism. Good regulation can only be a good thing − and anything that supports the consumer we should not be afraid of. We’re embracing these changes and the opportunities they bring. This is a chance for those who are professionally equipped and motivated to adjust, to evolve, and to prosper. Sovereign is a leader and we will continue to lead.

So come back regularly to Sovereign Insider. The website will be updated as changes happen or announcements are made – when we know, you’ll know.

Updated category 1 & 2 product listings

4/08/2011

The new legislation has categorised financial products into two categories (Category 1 and Category 2), and sets out which type of adviser is qualified to advise and sell. Many advisers are wondering if the products they sell or have on their books are Category 1 or Category 2 products.

Asset Magazine - A Dummies Guide to QFEs

18/01/2011

Asset Magazine look at the QFE space and what it means for advisers.

This article outlines what a QFE is and what options there are for advisers in the new regulated environment.

Asset Magazine - QFE Article Dec 2010

When do financial advisers have to register?

19/11/2010

After consultations with the Ministry of Economic Development this morning, we received clarification on who needs to be registered by 1 December.

Sovereign takes the lead in a new regulatory world

16/11/2010

Sovereign is embracing legislation that will set new professional standards for financial advisers by applying to become a Qualifying Financial Entity (‘QFE’).